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Self-Certification

In order to gain access to further information about this opportunity, you must self-certify as one of the following:

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  • High NET worth individual

  • Sophisticated investor

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Once you have read the declarations and are happy that you fit the criteria of at least one, please fill in your details below to access further details. There is no obligation to proceed with the investment at this stage and your details will not be saved unless you decide to proceed.

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This is a legal requirement to satisfy FCA regulations.

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HIGH NET WORTH INVESTOR STATEMENT

I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

I understand that this means:

1.     (a)  I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;

2.     (b)  The content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

3.     (c)  By signing this statement, I may lose significant rights;

4.     (d)  I may have no right to complain to either of the following –

                         i.         The Financial Conduct Authority; or

                        ii.         The Financial Ombudsman Scheme;

(e) I have no right to seek compensation from the Financial Services Compensation.

I make this statement so that I can receive promotional communications which are exempt from the restriction on promotion of speculative illiquid securities. I declare that I am a high net worth individual because at least one of the following applies to me:

  • I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more. Annual income for these purposes does not include money withdrawn from my pension savings (except where the withdrawals are used directly for income in retirement).

  • I held throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include:

(a) the property which is my primary residence, or any loan secured on that residence; or
(b) any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or
(c) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled; or

(d) any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

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I accept that I can lose my property and other assets from making investment decisions based on financial promotions. I accept that investments in speculative illiquid securities may expose me to a significant risk of losing all of the money or other property invested.

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I am aware that it is open to me to seek advice from an authorised person who specialises in advising on investments, including in speculative illiquid securities.

 

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SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;

b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;

c) I can receive promotional communications made by a person who is authorised by the Financial Conduct Authority which relate to investment activity in speculative illiquid securities;

d) the investments to which the promotions will relate may expose me to a significant risk of losing all of the property invested;

e) by signing this statement, I may lose significant rights;

f) I may have no right to complain to either of the following:

  • The Financial Conduct Authority; or

  • The Financial Ombudsman Scheme

g) I may have no right to receive compensation from the Financial Services Compensation Scheme.

 

I am a self-certified sophisticated investor because at least one of the following applies:

     (a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
     (b) I have made more than one investment in an unlisted company in the two years prior to the date below;

     (c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
     (d) I am currently or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

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I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested.

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I am aware that it is open to me to seek advice from someone who specialises in advising on investments, including in speculative illiquid securities.

Signature Fremont Group Ltd act as an introducer for developers and master agents and all products marketed to purchasers are strictly on a non-advised basis only. The information provided by Signature Fremont Group Ltd on behalf of developers and Master Agents is general information only. Purchasers are strongly advised to carry out their own financial and legal assessment of any property or investment offered prior to making any commitment to purchase. Signature Fremont Group Ltd is not authorised and regulated by the Financial Conduct Authority (FCA) and as such is NOT permitted to offer financial advice about investments, be they regulated or unregulated. Signature Fremont Group Ltd does not offer Financial Advice. You must be, and be able to certify as, a high-net worth individual or sophisticated investor to receive information regarding a property bond or loan note. CAPITAL IS AT RISK.

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